Hedge Fund Prime Brokers Directory
Below is a global list of prime brokers serving hedge funds:
Alaris Trading Partners
Description: Alaris Trading Partners LLC is a FINRA registered broker/dealer providing a specialized suite of services to hedge funds, traditional money managers, registered investment advisors and professional traders.
Locations: USA
www.alaristrading.com
Albert Fried & Company, LLC
Description: Prime Brokerage [PLUS]™ is a unique approach to delivering prime related services and technology that include anonymous and confidential high-touch and DMA trading, reporting and account administration technology, asset raising and other value-added services and technology.
Locations: USA
www.albertfried.com
Bank of America Merrill Lynch
Description: When you need a leading prime broker capable of cross-asset class margining, we’re here.
Locations: USA
www.ba.ml.com
Barclays Capital Prime Services
Description: Barclays Capital Prime Services provides global clients with a holistic, capital markets approach for financing, execution and servicing. Barclays Capital is the investment banking division of Barclays Bank PLC which has an AA- Standard & Poor’s long-term credit rating.
Locations: UK, USA, and Hong Kong
www.barcap.com
Beverly Hills Capital
Description: Beverly Hills Capital is a premier cash and derivatives broker that specializes in providing high-end etrading solutions, direct market access, and alternative investments
Locations: USA
www.bevhillscap.com
BMO Capital Markets Prime Brokerage Services
Description: As a pioneer and leader in the prime brokerage marketplace, BMO Capital Markets understands what it takes to succeed in your business. We offer a complete range of services, each customized to make life easier for alternative investment managers.
Locations: USA
https://pbs.bmocm.com
BNP Paribas Securities Services
Description: As a wholly-owned subsidiary of the BNP Paribas Group, we are one of the highest-rated asset servicing banks in the industry. Clients’ asset are safe, their risk is mitigated and we give them access to expertise beyond asset servicing.
Locations: France and UK
http://securities-services.bnpparibas.com
Cantor Fitzgerald & Co.
Description: Cantor Fitzgerald & Co. provides prime brokerage services to hedge funds.
Locations: USA
www.cantor.com
CIBC World Markets
Description: We provide corporate, government, and institutional clients with innovative solutions to helpm them raise capital, grow and invest actively throughout North America.
Locations: USA and Canada
www.cibcwm.com
Citi Prime Finance
Description: Prime Finance is a comprehensive, integrated business unit comprised of prime brokerage, financing solutions and capital introductions - supported by cutting edge technology and advanced reporting.
Locations: USA, UK, Australia, Hong Kong, Japan, and Singapore
https://primebroker.citigroup.com
Commerzbank
Description: We are a reliable partner and an effective provider of financial services to private customers. We are the best bank from the point of view of German SMEs, and as such we successfully support our customers' business activities - here in Germany and worldwide.
Locations: Germany
www.commerzbank.com
Crédit Agricole CIB
Description: Crédit Agricole CIB offers a full range of products and services in capital markets, brokerage, investment banking, structured finance, commercial banking and international private banking.
Locations: USA, UK, France, Switzerland, Hong Kong and more
www.ca-cib.com
Credit Suisse
Description: The prime brokerage function facilitates multi-currency financing, clearance, settlement and custody of securities transactions by active market participants.
Locations: Switzerland, USA and UK
www.credit-suisse.com
Davis Securities LLC
Description: Davis Securities LLC offers trading and prime brokerage services to our institutional clients. Our advantage is that we are committed to the highest level of ethical and professional conduct and superior client service
Locations: USA
www.davissecurities.com
Deutsche Bank Global Prime Finance
Description: Deutsche Bank Global Prime Finance is the industry's leading provider of financial solutions to hedge funds and hedge fund investors globally.
Locations: UK, Germany, Switzerland, and US
www.deutsche-bank.de
FBR Prime Brokerage Services Group
Description: FBR Prime Brokerage Services Group provides prime brokerage services to hedge funds.
Locations: USA and UK
www.fbr.com
Fidelity Prime Services
Description: Fidelity has been a significant provider of brokerage services for more than two decades.* Working with you, we can bring together the vast array of resources and proven experience of Fidelity to address the full range of issues that impact your business.
Locations: USA
https://prime.fidelity.com
Fiserv Corporate
Description: Investment Services from Fiserv can help you navigate highly complex operational challenges and improve your performance and profitability.
Locations: USA
www.fiserv.com
Fortis Merchant and Private Banking
Description: Fortis Bank provides integrated and tailor-made services to personal, private, business and institutional customers. It is market leader in Belgium and Luxembourg.
Locations: Belgium, France, and Luxembourg
www.merchant.fortisbank.com
Garwood Securities
Description: Gar Wood Securities, LLC is a full service boutique institutional broker-dealer noted for expertise in alternative investment solutions, trading, operations and innovative risk management.
Locations: USA
www.garwoodsecurities.net
Global Securities Corporation
Description: Global Securities is a one-stop, full service brokerage and commodity futures firm providing a wide range of investment choices.
Locations: Canada
www.globalsec.com
Goldman Sachs Prime Brokerage
Description: Goldman Sachs Prime Brokerage services include borrowing and lending securities, financing solutions, providing custody and safekeeping of assets, and clearing and settlement of trades.
Locations: USA, UK, Switzerland, France, Hong Kong, Singapore and others
www2.goldmansachs.com
Grace Financial Group LLC
Description: Grace Financial Group is a FINRA & NFA registered Broker/Dealer with a fully disclosed correspondent clearing arrangement with Goldman Sachs Execution & Clearing, L.P.
Locations: USA
www.gracefg.com
Greenwich Prime Trading Group
Description: Outsourced trading for the asset management industry has been our specialty and core competency since 1993. We deliver excellence to our clients through the characteristics that make us unique:
Locations: USA
www.greenwichprime.com
Interactive Brokers Group
Description: For over 34 years, Interactive Brokers has been clearing and holding custody of assets around the world. Consider the benefits of a fully electronic clearing and custody solution at Interactive Brokers.
Locations: USA and Germany
www.interactivebrokers.com
J.P. Morgan
Description: J.P. Morgan’s Prime Brokerage business offers innovative solutions and services across multiple asset classes and geographies.
Locations: USA, UK, Ireland, Switzerland, Hong Kong and others
www.jpmorgan.com
Jefferies & Company Inc.
Description: Jefferies offers a full-service integrated prime brokerage platform that includes execution, centralized custody, securities lending, capital introduction and web-based portfolio and risk reporting. By
Locations: USA, UK, Hong Kong, Japan, and more
www.jefferies.com
Lighthouse Prime Services
Description: Lighthouse Prime Services offers a comprehensive platform that includes leading technology and experienced operational support. Our clients, the majority of which are small to mid-sized hedge funds with demanding trading requirements, enjoy the benefits of a full service offering that includes flawless execution services, capital introduction platforms and advisory services for professional traders and small to mid-sized hedge fund.
Locations: USA
www.lighthouseprime.com
M.S. Howells & Co.
Description: Whether you choose our single prime or multi prime solution, mshPRIME includes a comprehensive package of services, including portfolio reporting, risk analysis tools, proprietary market strategy, direct market access trading, trade desk access, portfolio statistical analysis and administrative support.
Locations: USA
www.mshowells.com
Merlin Securities
Description: Merlin delivers multi-prime and multi-custody clearing and settlement solutions, plus the highest levels of service, support, and reporting.
Locations: USA
www.merlinsecurities.com
Morgan Stanley
Description: For more than 25 years, Morgan Stanley has led the industry and set the standard for excellence in prime brokerage. Our large market share not only testifies to the value we provide, it also gives us the industry insight and experience to serve our clients better.
Locations: USA, UK, Ireland, Switzerland, Hong Kong and others
www.morganstanley.com
Natixis Bleichroeder
Description: Natixis Bleichroeder offers a complete range of services from traditional transactions (securities lending) to more complex transactions for private clientele.
Locations: France and US
www.blr.natixis.com
NBCN Prime Brokerage Services
Description: National Bank has a long-standing commitment to the alternative investment management space across several core businesses.
Locations: Canada
www.nbcn.ca
Newedge Group
Description: Newedge offers global, multi-asset brokerage services on a range of listed and OTC derivatives and securities.
Locations: USA, Canada, UK, France, Singapore and others
www.newedge.com
NorthPoint Trading Partners
Description: NorthPoint Trading Partners, a member company of ConvergEx Group, provides prime services to Hedge Funds, Family Offices, Mutual Funds, and Registered Investment Advisors.
Locations: USA
www.nptradingpartners.com
NorthPoint Trading Partners
Description: NorthPoint Trading Partners, a member company of ConvergEx Group, provides prime services to Hedge Funds, Family Offices, Mutual Funds, and Registered Investment Advisors.
Locations: USA
www.nptradingpartners.com
PCS Dunbar
Description: PCS Dunbar is a leader in institutional trading, sophisticated reporting and business solutions to investment business professionals and broker dealers
Locations: USA
www.pcsdunbar.com
Penson Financial Services, Inc.
Description: Penson offers hedge funds the ability to consolidate their securities positions, trading activity, reporting needs and financing in a single location within a single account.
Locations: USA, Canada, UK, and China
www.penson.com
Pershing Prime Services
Description: Pershing Prime Services offers you a comprehensive, integrated suite of global prime brokerage solutions backed by dedicated, high-touch service.
Locations: USA
www.pershing.com
RBC Prime Brokerage
Description: RBC Prime Brokerage allows alternative investment managers the flexibility to execute trades with multiple brokers while consolidating trades and positions in one master account.
Locations: Canada, USA, and UK
www.rbccm.com
RBS Prime Brokerage Services
Description: When trading your positions, ample liquidity is essential. We not only offer substantial liquidity ourselves, but also have significant credit lines with the main third party electronic trading platforms, giving you access to the entire market. In other words, you can trade rapidly and in size across the market.
Locations: UK
www.gbm.rbs.com
RCM Prime
Description: Rafferty’s Prime Brokerage division, RCM Prime, provides a full suite of prime brokerage services including clearing, settlement, reporting, stock loan, capital introduction and trading.
Locations: USA
www.raffcap.com
Saratoga Prime Services
Description: Saratoga Prime Services views each hedge fund client as a business partner. Our main goal is to provide you with a portfolio of tools and services which will streamline your daily activities and allow time for you to concentrate on the areas where you excel
Locations: USA
www.saratogaprime.com
Scotia Capital
Description: At Scotia Capital Prime Brokerage, our global team of professionals provides extensive industry experience, superior execution capabilities and the market intelligence that matters.
Locations: USA, Canada, and UK
www.scotiaprimebrokerage.com
SEB Group
Description: SEB is one of Europe’s leading banks and offers prime brokerage services to hedge funds.
Locations: Sweden, UK, China, India, and more
www.sebgroup.com
Shoreline Trading Group
Description: We offer a powerful and flexible product suite of prime brokerage and hedge fund services to help you build, manage and grow your business.
Locations: USA
www.shorelinetrading.com
Skye Fund Services Ltd
Description: Whether it's outsourcing of specific functions such as middle office support or a turn-key solution co-ordinating a fund launch and providing the entire administrative and investor communication process, we apply the same dedication and professionalism to each undertaking.
Locations: Hong Kong and Singapore
www.skyefunds.com
SloanPrime
Description: Prime Brokerage Solutions offered through our SloanPrime division include integrated, full service clearance, execution, securities lending, financing and reporting services for qualified investors, trading groups and emerging and established hedge funds.
Locations: USA
www.sloansecurities.com
Société Générale Securities Services
Description: We offer you state-of-the-art specialised solutions such as OTC and structured products pricing, OTC middle-office and risk services to complement our core trustee, custody, administration and transfer agency services.
Locations: France, UK, Canada, India, and others
www.sg-securities-services.com
TD Securities’ Prime Brokerage
Description: TD Securities’ Prime Brokerage is one of Canada’s leading service providers in the alternative investment industry. We provide a full suite of services to our clients, which include Hedge Fund Managers, Pension Funds, Family Offices and Corporations.
Locations: Canada
www.tdsecurities.com
Triad Securities Corp.
Description: Triad Securities provides personalized prime broker services to over 300 accounts through a centralized group of trained prime brokerage specialists who address all your U.S. and international clearing, financing and support needs.
Locations: USA
www.triadsecurities.com
UBS Prime Brokerage Services
Description: We offer hedge funds the opportunity to leverage the global competitive strength of UBS. We are committed to delivering the benefits of our organization to help our hedge fund clients achieve their goals.
Locations: Switzerland, USA and UK
www.ibb.ubs.com
Victor Securities
Description: Victor Securities is a member of FINRA and offers prime brokerage services to hedge funds.
Locations: USA
www.victorsecurities.com
ViewPoint Securities, LLC
Description: Viewpoint Securities, LLC is a FINRA-registered broker/dealer committed to providing effective solutions that suit the particular, specialized needs of emerging growth companies and fund managers.
Locations: USA
www.vpsecurities.com
VT Brokers, LLC
Description: VT Brokers, LLC is a FINRA and SIPC member broker/dealer approved as an Introducing Broker for Customer Portfolio Margin groups and individuals clearing at Bank of America Merrill Lynch Professional Clearing and Penson Financial Services.
Locations: USA
www.vtbrokers.com
